Integration of ISMS within an Existing Safety Management Systems (SMS) in an EASA Certified Operator

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Sofema Online (SOL) reviews key elements of the ISMS integration within the Safety Management System

Introduction

An EASA-certified operator is required to maintain a Safety Management System (SMS) under Regulation (EU) No 965/2012 (Air Operations Regulation).

• EASA has introduced specific requirements for the integration of an ISMS with the existing SMS under Regulation (EU) 2022/1645 (amending Regulation (EU) No 965/2012) to address these risks systematically.

• The integration of ISMS with an existing SMS in an EASA-certified operator requires a structured and phased approach.

• While SMS focuses on operational safety, ISMS addresses information and cyber security.

• By combining the two under a unified governance and risk management framework, operators can build a more resilient and responsive organization.

• Successful integration will enhance overall risk awareness, improve response effectiveness, and ensure compliance with EASA's evolving regulatory landscape.

Purpose of Integration

The integration of an ISMS with an existing SMS aims to create a unified framework that allows operators to manage both operational safety risks and information security risks in a cohesive manner. The key objectives are:

• Ensure that cyber threats do not compromise operational safety.

• Minimize the impact of information security incidents on safety-critical systems.

• Align security management with the operator's overall risk management framework.

• Improve the resilience of operational systems and infrastructure against cyber-attacks.

• Provide a streamlined approach to reporting and oversight.

SMS Requirements

• EASA requires an SMS under Part-ORO (Organisation Requirements for Air Operators) and ICAO Annex 19, which includes:

>> Safety policy and objectives

>> Safety risk management

>> Safety assurance

>> Safety promotion

ISMS Requirements

• EASA’s new ISMS requirements under Regulation (EU) 2022/1645 mandate operators to:

>> Identify, assess, and mitigate information security risks.

>> Monitor and respond to information security incidents.

>> Establish an information security governance framework.

>> Ensure alignment with operational risk management.

Challenges of Integration - Different Nature of Threats

• SMS primarily deals with operational safety threats (e.g., human error, mechanical failure), while ISMS addresses cybersecurity threats (e.g., data breaches, hacking, malware).

• Safety incidents are often immediate and visible; cyber incidents may be covert and ongoing before detection.

Cultural Differences

• Safety culture tends to focus on human factors and procedural compliance.

• Information security culture emphasizes technological defenses and data protection.

Overlapping and Conflicting Responsibilities

• Safety and security risk management may fall under different organizational departments (e.g., Safety Office vs. IT Department).

• Integrated responsibility and oversight can lead to conflicts over ownership and accountability.

Key Elements of Integration

To successfully integrate ISMS with SMS, EASA-certified operators should focus on the following elements:

Common Governance Structure

• Establish a single risk governance framework where both safety and security risks are managed within a unified process.

• Appoint a Security and Safety Manager or establish a joint Safety and Security Committee.

• Ensure top management support for integrated governance.

Risk Management Integration

• Use a common risk assessment framework to evaluate both safety and security risks:

>> Threat identification

>> Vulnerability assessment

>> Risk evaluation and mitigation

• Introduce information security threats into the operator's hazard identification and risk assessment processes under SMS.

Safety and Security Reporting

• Establish a single reporting channel for both safety and security events.

• Ensure that information security incidents that impact safety (e.g., GPS jamming, aircraft hacking) are treated with the same urgency as operational safety events.

Incident Response and Investigation

• Harmonize the investigation of safety and security events.

• Expand the operator's Emergency Response Plan (ERP) to cover security-related incidents (e.g., data breaches, system intrusions).

• Cross-train safety and security teams to handle overlapping incidents.

Training and Competence

• Develop integrated training programs covering both safety and information security.

• Train safety personnel to recognize and respond to cyber threats that may compromise safety.

• Train IT and security personnel on the operational safety impact of information security events.

Performance Monitoring and Review

• Incorporate information security KPIs into the SMS performance review process.

• Evaluate the effectiveness of the ISMS alongside SMS performance in safety audits and management reviews.

• Update risk management strategies based on performance data and incident feedback.

Benefits of Integration

• Enhanced Risk Awareness – Safety and security risks are considered collectively rather than in isolation.

• Improved Response Times – Streamlined reporting and incident management increase response effectiveness.

• Reduced Costs – Consolidation of systems and processes reduces duplication of effort and administrative costs.

• Regulatory Compliance – Ensures compliance with both EASA SMS and ISMS regulations.

• Increased Resilience – Improves overall organizational resilience to both operational and cyber threats.

Potential Pitfalls

Resistance to Change – Integration may face resistance from separate safety and IT departments.
Complexity in Implementation – Integrating two distinct management systems can lead to operational confusion.
Underestimating Cyber Risks – Failure to properly integrate the ISMS may result in critical vulnerabilities.

Next Steps

Sofema Aviation Services and Sofema Online provide Information and Cyber Security Regulatory Training as Classroom, Webinar and Online Training – Please see the websites or email team@sassofia.com.

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